Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Clarke Jones | 1111094 | 3 | 02/19/1988 | Customer Dispute | Settled | $89,803.00 | $0.00 | See FINRA Report |
| Todd Alan Cline | 2980491 | 1 | 01/11/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 12/30/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerrell Wayne Leathers | 1237126 | 3 | 12/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Greno | 3221992 | 1 | 11/27/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerrell Wayne Leathers | 1237126 | 3 | 11/24/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Nelson | 2140961 | 1 | 11/19/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allan Eugene Rosen | 1146570 | 5 | 10/02/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deni Lynn Patton | 1174248 | 1 | 08/27/1987 | Customer Dispute | Settled | $144,606.00 | $0.00 | See FINRA Report |
| Jerrell Wayne Leathers | 1237126 | 3 | 04/13/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |