Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Crystal Gail Demarco | 4018499 | 6 | 06/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Strickler | 6211904 | 1 | 06/02/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Cole Wells | 5553359 | 2 | 05/26/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gregory S Carroll | 6357759 | 3 | 05/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xuemei Qian | 6155322 | 3 | 05/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Oliphant | 4551455 | 2 | 05/23/2023 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Juan Rascon | 5631144 | 3 | 05/18/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Stephanie Renee Hughes | 6563274 | 1 | 05/18/2023 | Customer Dispute | Settled | $10,900.00 | $0.00 | See FINRA Report |
| David Taylor Hill | 1967778 | 1 | 05/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sacha MacKels | 6007329 | 1 | 05/18/2023 | Customer Dispute | Settled | $10,900.00 | $0.00 | See FINRA Report |