Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jay Moultrie | 2338702 | 1 | 06/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Spiro Pandis | 2928410 | 4 | 06/29/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Scott Smith | 6134919 | 1 | 06/23/2023 | Customer Dispute | Denied | $32,382.70 | $0.00 | See FINRA Report |
| Edward Isaac Rosenblatt | 2658712 | 6 | 06/21/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Trey Andrew Toifel | 5830403 | 2 | 06/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William James Obrien | 1075392 | 2 | 06/20/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Paul Brennan | 6134503 | 1 | 06/18/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tim David Weinberg | 1978199 | 1 | 06/16/2023 | Customer Dispute | Closed-No Action | $19,415.10 | $0.00 | See FINRA Report |
| Al Elnasser | 2410541 | 7 | 06/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Edward Burns | 4066393 | 4 | 06/06/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |