Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Ryan Stucke | 4840895 | 6 | 07/19/2023 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Timothy Richard Farris | 2178521 | 2 | 07/17/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chester Waggoner | 3237078 | 1 | 07/14/2023 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
| Nathan Cole Wells | 5553359 | 2 | 07/13/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Stephen Curtis Lawler | 1193477 | 6 | 07/07/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian James Megley | 2302308 | 5 | 07/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kathryn A Frank | 4738039 | 2 | 07/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 7 | 07/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Colin Christy Kelty | 5859007 | 4 | 07/05/2023 | Customer Dispute | Pending | $240,000.00 | $0.00 | See FINRA Report |
| Spencer Philip Warn | 6610487 | 1 | 06/30/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |