Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Spiro Pandis | 2928410 | 4 | 08/16/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Bradley Ross Behrendt | 4472928 | 1 | 08/12/2023 | Customer Dispute | Settled | $20,248.00 | $0.00 | See FINRA Report |
| Tyler Phillip Malek | 6146044 | 1 | 08/10/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Craig Drewes Emerson | 2761245 | 1 | 07/31/2023 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Randall John Mason | 1758777 | 2 | 07/31/2023 | Customer Dispute | Final | $99,999.00 | $0.00 | See FINRA Report |
| George Dewey Eggers | 1228371 | 1 | 07/31/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Thomas | 6741331 | 1 | 07/27/2023 | Customer Dispute | Denied | $12,058.60 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 07/26/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Keith Rushing | 6399994 | 2 | 07/23/2023 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 07/21/2023 | Customer Dispute | Settled | $191,426.00 | $0.00 | See FINRA Report |