Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 62 | 11/16/2023 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Joseph Gregory Hobbs | 5092184 | 2 | 11/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 11/13/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 11/10/2023 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 11/09/2023 | Customer Dispute | Settled | $105,439.00 | $0.00 | See FINRA Report |
| David A Shaw | 5337265 | 1 | 11/08/2023 | Customer Dispute | Settled | $99,093.00 | $0.00 | See FINRA Report |
| Brian Lee Freeman | 1379227 | 2 | 11/08/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Christian Helfrich | 2148292 | 4 | 10/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gihan Anil Fernando | 4469669 | 62 | 10/27/2023 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Chad Duane Anderson | 3168404 | 1 | 10/26/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |