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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 2,807 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gihan Anil Fernando44696696212/19/2023Customer DisputeSettled$130,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/14/2023Customer DisputeSettled$75,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/14/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/13/2023Customer DisputeSettled$600,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/13/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/12/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/12/2023Customer DisputeSettled$150,000.00$0.00See FINRA Report
Bryan Christopher Davis2468251512/08/2023Judgment / Lien$0.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/08/2023Customer DisputeSettled$275,000.00$0.00See FINRA Report
Stephen Kerutis2345517712/07/2023Customer DisputeDenied$20,000.00$0.00See FINRA Report

2,807 Results

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