Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Kennedy Odell | 1658296 | 2 | 01/29/2006 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Joshua Howard Probeyahn | 4495749 | 1 | 03/07/2005 | Customer Dispute | Withdrawn | $5,262.66 | $0.00 | See FINRA Report |
| Jason Tyler Wilson | 2414383 | 4 | 05/13/2002 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Patrick Dean Francisco | 1406350 | 2 | 03/21/2001 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Gregory John Halstead | 1626685 | 6 | 04/10/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |