Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Jerome Hughes | 1532177 | 7 | 07/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Moultrie | 2338702 | 1 | 06/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Isaac Rosenblatt | 2658712 | 6 | 06/21/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| William James Obrien | 1075392 | 2 | 06/20/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Cole Wells | 5553359 | 2 | 05/26/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Stephanie Renee Hughes | 6563274 | 1 | 05/18/2023 | Customer Dispute | Settled | $10,900.00 | $0.00 | See FINRA Report |
| Sacha MacKels | 6007329 | 1 | 05/18/2023 | Customer Dispute | Settled | $10,900.00 | $0.00 | See FINRA Report |
| Rory Lee Pinsky | 6654081 | 1 | 05/12/2023 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| William Walter Loberg | 4418093 | 1 | 05/02/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam Jude Corwin | 6650208 | 1 | 04/04/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |