Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Wong | 809384 | 23 | 03/27/1992 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Robert Eric Magee | 1193738 | 33 | 03/10/1992 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Forehand | 1618003 | 7 | 11/01/1991 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Thomas James Ealy | 863042 | 5 | 06/01/1991 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Jacob Avey | 1131891 | 3 | 05/13/1991 | Customer Dispute | Settled | $20,730.00 | $0.00 | See FINRA Report |
| Mark Ivan Bass | 14422 | 3 | 05/24/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Fredrick Thomas Wollman | 719555 | 5 | 04/27/1990 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Timothy Charles Negro | 1280424 | 4 | 02/21/1990 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| David Allen Jaffa | 256796 | 4 | 08/31/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Richard Secord | 417775 | 1 | 06/01/1989 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |