Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Dean Dawson | 825846 | 2 | 02/19/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 01/04/1993 | Customer Dispute | Settled | $425,800.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 12/27/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benyamin Lipschitz | 1066066 | 2 | 12/03/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Benton Moore | 1008089 | 6 | 11/15/1992 | Customer Dispute | Settled | $186,097.00 | $0.00 | See FINRA Report |
| John Joseph Karpinsky | 1745643 | 5 | 11/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Eric Magee | 1193738 | 33 | 10/30/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeffrey | 1052111 | 7 | 09/26/1992 | Customer Dispute | Settled | $29,900.00 | $0.00 | See FINRA Report |
| Robert Anthony Amatore | 1096218 | 1 | 08/10/1992 | Customer Dispute | Settled | $39,000.00 | $0.00 | See FINRA Report |
| Robert Eric Magee | 1193738 | 33 | 06/01/1992 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |