Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Mathias | 1349406 | 21 | 03/26/1997 | Customer Dispute | Settled | $196,900.00 | $0.00 | See FINRA Report |
| Damon Robert Bootes | 2444844 | 3 | 03/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Norman Zirbel | 1031111 | 4 | 02/20/1997 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Joel Davis Kamphuis | 1730775 | 5 | 02/05/1997 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Ruth Louise Houseman | 1064260 | 1 | 12/18/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Jones | 2124573 | 1 | 11/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Kent Prewette | 1233778 | 1 | 11/18/1996 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| John Joseph Karpinsky | 1745643 | 5 | 07/18/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Alan Mazo | 1970174 | 1 | 05/20/1996 | Customer Dispute | Settled | $33,500.00 | $0.00 | See FINRA Report |
| Julie Melton Simmons | 1059710 | 2 | 04/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |