Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Kelley Hinds | 1151631 | 2 | 08/09/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert Maury Eastmann | 1594289 | 3 | 07/27/2000 | Customer Dispute | Settled | $2,713.45 | $0.00 | See FINRA Report |
| Edward Martin Rosenberg | 1224716 | 9 | 07/24/2000 | Customer Dispute | Settled | $12,437.50 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 07/07/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Damon Robert Bootes | 2444844 | 3 | 06/27/2000 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Dan Lyndall Griggs | 2705880 | 1 | 05/16/2000 | Customer Dispute | Settled | $38,969.00 | $0.00 | See FINRA Report |
| Scott Franklin Hogan | 2018350 | 1 | 05/09/2000 | Customer Dispute | Settled | $1,210,630.00 | $0.00 | See FINRA Report |
| Richard John Howell | 1893929 | 1 | 05/01/2000 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Sheila Elaine Carmen | 2869452 | 4 | 04/10/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Boles | 2771368 | 4 | 04/03/2000 | Customer Dispute | Settled | $64,213.30 | $0.00 | See FINRA Report |