Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles David Breske | 852046 | 4 | 09/11/2001 | Customer Dispute | Settled | $339,909.00 | $0.00 | See FINRA Report |
| Michael Kenneth Self | 2246403 | 9 | 08/27/2001 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Ronald Lee Kiewiet | 269211 | 3 | 08/13/2001 | Customer Dispute | Settled | $6,415.20 | $0.00 | See FINRA Report |
| Edward Francis Hayde | 3222491 | 1 | 08/06/2001 | Customer Dispute | Settled | $11,800.00 | $0.00 | See FINRA Report |
| Michael John Panarello | 1906491 | 2 | 08/06/2001 | Customer Dispute | Settled | $108,014.00 | $0.00 | See FINRA Report |
| Roy Paul Niggebrugge | 3089780 | 2 | 07/31/2001 | Customer Dispute | Settled | $6,100.00 | $0.00 | See FINRA Report |
| Paul Michael Weinberger | 2757427 | 6 | 07/31/2001 | Customer Dispute | Settled | $6,100.00 | $0.00 | See FINRA Report |
| James Michael Jacobs | 1570346 | 1 | 07/27/2001 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Stephen Wayne Tyson | 2258128 | 3 | 05/31/2001 | Customer Dispute | Settled | $11,490.40 | $0.00 | See FINRA Report |
| Ira Leonard Bergman | 2242184 | 1 | 05/18/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |