Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wallace Edward Cook | 1348350 | 2 | 12/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jess W Hurst | 1742952 | 5 | 11/28/2001 | Customer Dispute | Settled | $27,064.00 | $0.00 | See FINRA Report |
| Daniel Stevenson Shirley | 723576 | 3 | 11/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gaston Guillermo Escudero | 2077442 | 2 | 10/30/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 10/23/2001 | Customer Dispute | Settled | $602,000.00 | $0.00 | See FINRA Report |
| Ross Delmont Leonard | 2070281 | 2 | 10/18/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Janet Rose Burke | 1142679 | 2 | 10/05/2001 | Customer Dispute | Settled | $94,187.60 | $0.00 | See FINRA Report |
| Diane Schafer Kelly | 808647 | 1 | 09/24/2001 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 09/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Kluemke | 1899787 | 2 | 09/18/2001 | Customer Dispute | Settled | $5,267.47 | $0.00 | See FINRA Report |