Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dee Denton Darrington | 2831009 | 2 | 02/21/2002 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Edward Mezzacappa | 2343104 | 2 | 02/20/2002 | Customer Dispute | Settled | $5,810.14 | $0.00 | See FINRA Report |
| Keith Albert Hooper | 2110329 | 1 | 02/02/2002 | Customer Dispute | Settled | $13,824.50 | $0.00 | See FINRA Report |
| Andrew Joseph Mullane | 3222113 | 5 | 01/30/2002 | Customer Dispute | Settled | $1,624.00 | $0.00 | See FINRA Report |
| Andrew Joseph Mullane | 3222113 | 5 | 01/30/2002 | Customer Dispute | Settled | $2,228.78 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 01/25/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| James Parker | 2681863 | 2 | 01/22/2002 | Customer Dispute | Settled | $58,750.00 | $0.00 | See FINRA Report |
| Charles Alexander Maushardt | 2907404 | 1 | 01/04/2002 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 12/19/2001 | Customer Dispute | Settled | $485,000.00 | $0.00 | See FINRA Report |
| Harold Francis Puhl | 1045552 | 5 | 12/07/2001 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |