Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frisco J Escudero | 2794899 | 1 | 05/07/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Nunheimer Champlin | 1459011 | 1 | 05/03/2002 | Customer Dispute | Settled | $25,779.00 | $0.00 | See FINRA Report |
| Dennis Gene Harrelson | 1042284 | 1 | 04/15/2002 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Scott Joseph Adams | 2567442 | 3 | 04/13/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 04/10/2002 | Customer Dispute | Settled | $22,066.00 | $0.00 | See FINRA Report |
| Iain Patrick Reilly | 2197881 | 2 | 04/10/2002 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 04/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 04/01/2002 | Customer Dispute | Settled | $255,755.00 | $0.00 | See FINRA Report |
| Lucy Digioia | 2218472 | 1 | 03/29/2002 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Jarrett Scott Osborn | 2538663 | 1 | 03/20/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |