Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Anthony Mazzone | 2016263 | 1 | 08/09/2002 | Customer Dispute | Settled | $45,410.10 | $0.00 | See FINRA Report |
| Andrew Louis Kadala | 2358123 | 3 | 07/25/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Forehand | 1618003 | 7 | 07/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 06/21/2002 | Customer Dispute | Settled | $37,623.70 | $0.00 | See FINRA Report |
| Michael William Jarvis | 2160274 | 1 | 06/20/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Bruno Casolari | 42779 | 4 | 06/20/2002 | Customer Dispute | Settled | $755,583.00 | $0.00 | See FINRA Report |
| Eric R Perkins | 3032181 | 3 | 06/19/2002 | Customer Dispute | Settled | $17,133.00 | $0.00 | See FINRA Report |
| Michael Anthony Agol | 2416929 | 1 | 06/17/2002 | Customer Dispute | Settled | $489,000.00 | $0.00 | See FINRA Report |
| Yolanda Copeland | 2974052 | 2 | 05/13/2002 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 05/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |