Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kandice Michelle Gupta | 2414037 | 2 | 01/22/2003 | Customer Dispute | Settled | $38,369.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 01/20/2003 | Customer Dispute | Settled | $42,948.60 | $0.00 | See FINRA Report |
| Bruce Andrew Eisen | 2820532 | 2 | 01/14/2003 | Customer Dispute | Settled | $261,094.00 | $0.00 | See FINRA Report |
| Andrew Kent Markham | 1863372 | 2 | 12/27/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gregory John Bayer | 1526183 | 3 | 12/27/2002 | Customer Dispute | Settled | $75,469.00 | $0.00 | See FINRA Report |
| Karen Jean Hill | 1018669 | 5 | 12/24/2002 | Customer Dispute | Settled | $13,856.00 | $0.00 | See FINRA Report |
| Allan John Proske | 2214278 | 1 | 12/23/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles David Breske | 852046 | 4 | 12/18/2002 | Customer Dispute | Settled | $202,950.00 | $0.00 | See FINRA Report |
| Daniel Stevenson Shirley | 723576 | 3 | 12/11/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Lee Swingler | 1143757 | 1 | 12/09/2002 | Customer Dispute | Settled | $15,073.00 | $0.00 | See FINRA Report |