Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Palmer Stamper | 2301862 | 5 | 04/04/2003 | Customer Dispute | Settled | $41,737.40 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 03/18/2003 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Charles Thomas Douthit | 1837179 | 6 | 03/12/2003 | Customer Dispute | Settled | $178,300.00 | $0.00 | See FINRA Report |
| Charles Thomas Douthit | 1837179 | 6 | 03/12/2003 | Customer Dispute | Settled | $193,074.00 | $0.00 | See FINRA Report |
| William Garfield Levis | 3199434 | 2 | 03/12/2003 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| John David Foster | 2622889 | 1 | 02/24/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 02/14/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Jonathan Mitchel Lipchin | 2326770 | 2 | 02/11/2003 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Bruce Andrew Eisen | 2820532 | 2 | 02/06/2003 | Customer Dispute | Settled | $195,729.00 | $0.00 | See FINRA Report |
| Jeffrey Howard Eichel | 2224038 | 4 | 01/27/2003 | Customer Dispute | Settled | $13,064.50 | $0.00 | See FINRA Report |