Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Gerard Meyers | 2192759 | 6 | 06/16/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| William Mark Yawn | 1192907 | 4 | 06/13/2003 | Customer Dispute | Settled | $605,289.00 | $0.00 | See FINRA Report |
| John Michael Shutowick | 2044809 | 2 | 06/09/2003 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Samuel David Moss | 718792 | 10 | 06/05/2003 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Sherman Phillip Ober | 1683236 | 4 | 05/27/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Francis Judge | 1638293 | 1 | 05/16/2003 | Customer Dispute | Settled | $409,077.00 | $0.00 | See FINRA Report |
| Mark Alan Carnes | 714111 | 1 | 05/01/2003 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Barbara Yvonne Klein | 3019810 | 1 | 04/15/2003 | Customer Dispute | Settled | $36,989.10 | $0.00 | See FINRA Report |
| Andrew Kent Markham | 1863372 | 2 | 04/11/2003 | Customer Dispute | Settled | $9,900.00 | $0.00 | See FINRA Report |
| David Allen Jaffa | 256796 | 4 | 04/08/2003 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |