Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher J Braccia | 3273855 | 1 | 10/15/2003 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 10/06/2003 | Customer Dispute | Settled | $17,336.50 | $0.00 | See FINRA Report |
| Gary Galen Peterson | 1205047 | 1 | 10/05/2003 | Customer Dispute | Settled | $365,698.00 | $0.00 | See FINRA Report |
| Richard Scott Laskin | 2201317 | 2 | 10/03/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Maximillian Thurlow | 2257683 | 4 | 07/28/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 07/21/2003 | Customer Dispute | Settled | $1,750,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 07/17/2003 | Customer Dispute | Settled | $15,142.00 | $0.00 | See FINRA Report |
| Richard Bruno Casolari | 42779 | 4 | 07/02/2003 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Ivanhoe Vincent Ffriend | 1013083 | 4 | 06/27/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Sebastian Liotta | 2473513 | 1 | 06/18/2003 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |