Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Andrew Lovas | 2156033 | 1 | 01/01/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas P Hepburn | 2845633 | 1 | 12/20/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clifford Ray Warden | 3129139 | 2 | 12/10/2003 | Customer Dispute | Settled | $62,029.80 | $0.00 | See FINRA Report |
| David Scott Cutshall | 1907599 | 2 | 12/10/2003 | Customer Dispute | Settled | $10,501.50 | $0.00 | See FINRA Report |
| Gaston Guillermo Escudero | 2077442 | 2 | 12/08/2003 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Mobley | 1365880 | 1 | 12/03/2003 | Customer Dispute | Settled | $17,504.90 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 11/10/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Neil Hefley | 1468922 | 1 | 10/30/2003 | Customer Dispute | Settled | $20,363.60 | $0.00 | See FINRA Report |
| John Gregory Keller | 1708243 | 5 | 10/30/2003 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| David Sosa | 2447013 | 7 | 10/21/2003 | Customer Dispute | Settled | $24,397.50 | $0.00 | See FINRA Report |