Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Hiller | 1350346 | 11 | 02/18/2005 | Customer Dispute | Settled | $55,800.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 02/14/2005 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Peter Lang Stevens | 3048126 | 1 | 02/11/2005 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| David Palmer Stamper | 2301862 | 5 | 02/10/2005 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| William Thomas Mawby | 2797493 | 3 | 02/01/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Walter Schacht | 2842964 | 1 | 01/27/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ira Leslie Aguado | 1706754 | 4 | 01/14/2005 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Michael John Panarello | 1906491 | 2 | 01/13/2005 | Customer Dispute | Settled | $198,042.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 01/04/2005 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 01/04/2005 | Customer Dispute | Settled | $183,650.00 | $0.00 | See FINRA Report |