Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dee Denton Darrington | 2831009 | 2 | 07/08/2005 | Customer Dispute | Settled | $13,130.00 | $0.00 | See FINRA Report |
| Paul Edward Petrie | 2184270 | 1 | 06/30/2005 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Paul Michael Weinberger | 2757427 | 6 | 05/11/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Gary Capaldo | 2539787 | 5 | 04/29/2005 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Brian James Megley | 2302308 | 5 | 04/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darren Mark Howcroft | 3052682 | 3 | 04/19/2005 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Perry Saunders | 2470134 | 3 | 04/05/2005 | Customer Dispute | Settled | $596,111.00 | $0.00 | See FINRA Report |
| Karen Jean Hill | 1018669 | 5 | 03/28/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Christopher Roche | 4191114 | 1 | 03/21/2005 | Customer Dispute | Settled | $52,256.70 | $0.00 | See FINRA Report |
| Thomas H Kim | 2108627 | 3 | 03/21/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |