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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 894 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gihan Anil Fernando44696696212/13/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/12/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/12/2023Customer DisputeSettled$150,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696212/08/2023Customer DisputeSettled$275,000.00$0.00See FINRA Report
Peter William Pace2028671112/06/2023Customer DisputeSettled$25,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696211/28/2023Customer DisputeSettled$690,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696211/22/2023Customer DisputeSettled$390,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696211/16/2023Customer DisputeSettled$40,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696211/16/2023Customer DisputeSettled$160,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696211/13/2023Customer DisputeSettled$500,000.00$0.00See FINRA Report

894 Results

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