Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gregory Gibbs | 3169220 | 5 | 02/10/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Brenda Middleton Miller | 1001484 | 1 | 01/26/2006 | Customer Dispute | Settled | $70,602.00 | $0.00 | See FINRA Report |
| Brent Dion Williams | 2891024 | 2 | 01/12/2006 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Ronald Mark Selik | 1616960 | 4 | 01/05/2006 | Customer Dispute | Settled | $137,000.00 | $0.00 | See FINRA Report |
| Richard Bruno Casolari | 42779 | 4 | 12/09/2005 | Customer Dispute | Settled | $366,565.00 | $0.00 | See FINRA Report |
| James A McMahon | 2494353 | 2 | 11/10/2005 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 11/03/2005 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 11/03/2005 | Customer Dispute | Settled | $41,500.00 | $0.00 | See FINRA Report |
| Thomas Henry Maikowski | 1346844 | 3 | 09/27/2005 | Customer Dispute | Settled | $123,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 09/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |