Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Jean Brumbaugh | 3065606 | 2 | 06/05/2006 | Customer Dispute | Settled | $55,997.80 | $0.00 | See FINRA Report |
| Thomas Edward Boles | 2771368 | 4 | 05/26/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Philip David Krauss | 862992 | 1 | 05/18/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Sosa | 2447013 | 7 | 05/04/2006 | Customer Dispute | Settled | $193,050.00 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 7 | 04/28/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Wayne Tyson | 2258128 | 3 | 04/26/2006 | Customer Dispute | Settled | $20,211.10 | $0.00 | See FINRA Report |
| Peter Paladino | 2197838 | 1 | 04/20/2006 | Customer Dispute | Settled | $10,714.00 | $0.00 | See FINRA Report |
| Carmine J Lacognata | 1889505 | 3 | 03/27/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Stoltzfus | 1506616 | 1 | 02/27/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Harvey Rodriguez Lopez | 2720593 | 2 | 02/16/2006 | Customer Dispute | Settled | $11,416.30 | $0.00 | See FINRA Report |