Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Willis Lee Hetler | 4532702 | 1 | 08/23/2007 | Customer Dispute | Settled | $5,100.00 | $0.00 | See FINRA Report |
| David Lee Rhodes | 2620006 | 9 | 06/01/2007 | Customer Dispute | Settled | $356,788.00 | $0.00 | See FINRA Report |
| Robert Michael Matacchiero | 1862990 | 5 | 04/23/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Henry Williams | 867975 | 4 | 03/28/2007 | Customer Dispute | Settled | $380,000.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 03/13/2007 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Fredrick Charles Venturoni | 2030145 | 5 | 12/05/2006 | Customer Dispute | Settled | $301,000.00 | $0.00 | See FINRA Report |
| Mitchell S Solomon | 2801719 | 1 | 10/24/2006 | Customer Dispute | Settled | $4,306.00 | $0.00 | See FINRA Report |
| Phillip John Mottini | 2549026 | 2 | 10/04/2006 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Thomas Henry Drucis | 2001059 | 1 | 06/22/2006 | Customer Dispute | Settled | $44,303.60 | $0.00 | See FINRA Report |
| Harvey Rodriguez Lopez | 2720593 | 2 | 06/20/2006 | Customer Dispute | Settled | $8,148.00 | $0.00 | See FINRA Report |