Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Bianco Miller | 2558935 | 1 | 02/19/2008 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Keith Frederick France | 3273902 | 3 | 01/22/2008 | Customer Dispute | Settled | $16,471.70 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 01/14/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Peter Michael Kalin | 3097799 | 4 | 12/17/2007 | Customer Dispute | Settled | $16,752.00 | $0.00 | See FINRA Report |
| Christopher Robert Armstrong | 1446768 | 2 | 12/04/2007 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Theodore Mark Miller | 2645227 | 5 | 11/21/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Michael Cartolano | 1673541 | 5 | 11/14/2007 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gregory Chris Kopan | 1375746 | 1 | 10/31/2007 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Brian Michael Youngs | 2479488 | 3 | 10/09/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Joseph Colello | 1557219 | 1 | 08/27/2007 | Customer Dispute | Settled | $130,765.00 | $0.00 | See FINRA Report |