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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 531-540 out of 894 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew Anthony Mazza4204275104/28/2008Customer DisputeSettled$11,300.00$0.00See FINRA Report
Collin Robert Fingon4832770104/16/2008Customer DisputeSettled$7,526.00$0.00See FINRA Report
William Albert Wilkes2486272204/02/2008Customer DisputeSettled$15,940.20$0.00See FINRA Report
Daniel Gallogly3228559104/02/2008Customer DisputeSettled$39,190.20$0.00See FINRA Report
James V Cairo1982356303/31/2008Customer DisputeSettled$25,000.00$0.00See FINRA Report
Gerard Joseph Coraggio833194503/21/2008Customer DisputeSettled$18,000.00$0.00See FINRA Report
Lloyd Winkler4406481703/18/2008Customer DisputeSettled$51,480.00$0.00See FINRA Report
Matthew John Chellis4357694103/03/2008Customer DisputeSettled$35,000.00$0.00See FINRA Report
Joseph Wesley Clegg4358688302/28/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Allan Eugene Rosen1146570502/21/2008Customer DisputeSettled$120,000.00$0.00See FINRA Report

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