Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Anthony Mazza | 4204275 | 1 | 04/28/2008 | Customer Dispute | Settled | $11,300.00 | $0.00 | See FINRA Report |
Collin Robert Fingon | 4832770 | 1 | 04/16/2008 | Customer Dispute | Settled | $7,526.00 | $0.00 | See FINRA Report |
William Albert Wilkes | 2486272 | 2 | 04/02/2008 | Customer Dispute | Settled | $15,940.20 | $0.00 | See FINRA Report |
Daniel Gallogly | 3228559 | 1 | 04/02/2008 | Customer Dispute | Settled | $39,190.20 | $0.00 | See FINRA Report |
James V Cairo | 1982356 | 3 | 03/31/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Gerard Joseph Coraggio | 833194 | 5 | 03/21/2008 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
Lloyd Winkler | 4406481 | 7 | 03/18/2008 | Customer Dispute | Settled | $51,480.00 | $0.00 | See FINRA Report |
Matthew John Chellis | 4357694 | 1 | 03/03/2008 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
Joseph Wesley Clegg | 4358688 | 3 | 02/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Allan Eugene Rosen | 1146570 | 5 | 02/21/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |