Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Robert Armstrong | 1446768 | 2 | 06/26/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas Marino Benevento | 4143072 | 2 | 06/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Marino Benevento | 4143072 | 2 | 06/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lloyd Winkler | 4406481 | 7 | 06/11/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Steve Ching Huang Chen | 4083684 | 2 | 06/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eugene Paul Jordan | 727773 | 2 | 06/06/2008 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| David John Pederson | 849986 | 2 | 06/03/2008 | Customer Dispute | Settled | $61,000.00 | $0.00 | See FINRA Report |
| Craig Herbert | 1968586 | 4 | 05/02/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Trevor William Wilde | 4238789 | 2 | 04/29/2008 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| William Robert Wilde | 2263421 | 3 | 04/29/2008 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |