Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Isaac Rosenblatt | 2658712 | 6 | 10/28/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Susan Kay Coon | 2139624 | 2 | 10/28/2008 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Marcus Anders Hebeler | 2760100 | 2 | 10/20/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Melissa Scott Paine | 2746210 | 1 | 10/16/2008 | Customer Dispute | Settled | $42,801.00 | $0.00 | See FINRA Report |
| Stefan Niculae | 4342401 | 1 | 10/09/2008 | Customer Dispute | Settled | $15,716.00 | $0.00 | See FINRA Report |
| James Gregory Gibbs | 3169220 | 5 | 10/02/2008 | Customer Dispute | Settled | $91,439.50 | $0.00 | See FINRA Report |
| Joel Spencer Bobb | 2662019 | 2 | 09/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin M Elbinger | 2906034 | 2 | 09/24/2008 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Jeffery Lee Stein | 1511546 | 1 | 09/04/2008 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Niccolo Alfred Gonzales | 4552092 | 2 | 09/02/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |