Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dennis Eckert | 1771909 | 3 | 02/20/2009 | Customer Dispute | Settled | $314,284.00 | $0.00 | See FINRA Report |
| Peter Michael Kalin | 3097799 | 4 | 02/17/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Francisco Carlos Baguer | 723242 | 4 | 02/11/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Marcus Anders Hebeler | 2760100 | 2 | 01/27/2009 | Customer Dispute | Settled | $7,739.81 | $0.00 | See FINRA Report |
| Javier Alejandro Vallejo | 4698101 | 4 | 01/22/2009 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Solomon Mark Karmel | 4522329 | 1 | 01/14/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Damian Park Mullin | 4544945 | 2 | 01/13/2009 | Customer Dispute | Settled | $19,579.20 | $0.00 | See FINRA Report |
| David Allen Jaffa | 256796 | 4 | 01/13/2009 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Leslie Marvin Boyce | 3016175 | 2 | 12/30/2008 | Customer Dispute | Settled | $20,253.50 | $0.00 | See FINRA Report |
| Patricia Kay Dunham | 2643001 | 1 | 12/22/2008 | Customer Dispute | Settled | $260,500.00 | $0.00 | See FINRA Report |