Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Kerutis | 2345517 | 7 | 07/13/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David John Kimura | 3159954 | 1 | 06/26/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Chera Sue Gerstein | 717074 | 1 | 06/25/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan P Cunningham | 2930671 | 2 | 06/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Frank Delbaggio | 2822030 | 1 | 06/10/2009 | Customer Dispute | Settled | $8,741.46 | $0.00 | See FINRA Report |
| Kristian John Coffey | 3127488 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Grant Neuhardt | 3120818 | 3 | 06/05/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 04/24/2009 | Customer Dispute | Settled | $3,049.69 | $0.00 | See FINRA Report |
| William Lester Krebs | 2448364 | 5 | 04/14/2009 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| William Peter Wagner | 1917932 | 2 | 04/08/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |