Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William George Kanaga | 2473296 | 1 | 09/21/2009 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Teena Ann Milldebrandt | 4535766 | 3 | 09/18/2009 | Customer Dispute | Settled | $59,624.20 | $0.00 | See FINRA Report |
| John David Kadletz | 4455776 | 1 | 09/08/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Laura Bonus Abadsantos | 1015542 | 1 | 09/03/2009 | Customer Dispute | Settled | $640,842.00 | $0.00 | See FINRA Report |
| Ronald Huston Keebler | 1557887 | 4 | 08/24/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Gregory Keller | 1708243 | 5 | 08/19/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Marvin Schick | 2176924 | 2 | 08/11/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 08/11/2009 | Customer Dispute | Settled | $9,100.00 | $0.00 | See FINRA Report |
| John A Mayfield | 4316324 | 2 | 08/03/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Dominic George Tobacco | 2084089 | 2 | 07/20/2009 | Customer Dispute | Settled | $1,050,000.00 | $0.00 | See FINRA Report |