Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Crystal Gail Demarco | 4018499 | 6 | 01/19/2010 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert Christopher Duckworth | 1573802 | 4 | 12/29/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Christopher Duckworth | 1573802 | 4 | 12/27/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lee | 1857818 | 3 | 11/24/2009 | Customer Dispute | Settled | $27,631.20 | $0.00 | See FINRA Report |
| Robert Christopher Duckworth | 1573802 | 4 | 11/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chad Anthony Pugh | 4519789 | 2 | 11/19/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Aaron Daniel Locke | 4708252 | 2 | 11/18/2009 | Customer Dispute | Settled | $30,197.70 | $0.00 | See FINRA Report |
| Sheri Lynn Winter | 4528031 | 1 | 11/03/2009 | Customer Dispute | Settled | $14,540.20 | $0.00 | See FINRA Report |
| Eric William Moen | 2865807 | 1 | 10/15/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Baldacci | 3037308 | 3 | 09/22/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |