Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Winston Wook Chung | 2469195 | 2 | 04/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Phillip Horace Cardinale | 1287524 | 3 | 04/27/2010 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |
| Ernest Anthony Cozzi | 1173200 | 5 | 04/01/2010 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Dustin Thomas Hunt | 4872342 | 1 | 03/31/2010 | Customer Dispute | Settled | $18,950.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 03/16/2010 | Customer Dispute | Settled | $595,000.00 | $0.00 | See FINRA Report |
| Alton Brett Melancon | 4332927 | 3 | 03/12/2010 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Teena Ann Milldebrandt | 4535766 | 3 | 02/12/2010 | Customer Dispute | Settled | $80,281.40 | $0.00 | See FINRA Report |
| Paul Michael Weinberger | 2757427 | 6 | 02/12/2010 | Customer Dispute | Settled | $9,825.00 | $0.00 | See FINRA Report |
| Gary Whitworth Pearson | 1714614 | 1 | 01/29/2010 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 01/20/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |