Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rocco Anthony Domicolo | 1259806 | 1 | 09/07/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Charles William Carr | 2702503 | 1 | 08/31/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Wayne Severt | 2605730 | 2 | 08/18/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Anthony Phillips | 5216596 | 1 | 08/15/2010 | Customer Dispute | Settled | $12,312.00 | $0.00 | See FINRA Report |
| Christian Nickolas Pappas | 4536779 | 1 | 08/10/2010 | Customer Dispute | Settled | $44,585.90 | $0.00 | See FINRA Report |
| Gerard George Figari | 1343962 | 5 | 08/06/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Louis Diaz | 1327431 | 1 | 07/19/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Paul Michael Weinberger | 2757427 | 6 | 07/06/2010 | Customer Dispute | Settled | $12,520.30 | $0.00 | See FINRA Report |
| Jon Kipling Johansen | 3002431 | 1 | 05/11/2010 | Customer Dispute | Settled | $23,268.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 04/30/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |