Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Gregory Keller | 1708243 | 5 | 05/02/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jay Alan Gilston | 1802595 | 2 | 04/29/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel M Ledet | 5681876 | 1 | 04/25/2011 | Customer Dispute | Settled | $57,746.10 | $0.00 | See FINRA Report |
| Julie Boschert Hercules | 2494472 | 1 | 04/13/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| David Don Semersky | 2943874 | 4 | 04/05/2011 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 03/23/2011 | Customer Dispute | Settled | $290,000.00 | $0.00 | See FINRA Report |
| David Don Semersky | 2943874 | 4 | 03/17/2011 | Customer Dispute | Settled | $7,992.06 | $0.00 | See FINRA Report |
| Gerard George Figari | 1343962 | 5 | 03/16/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Michael Smith | 800331 | 1 | 03/08/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brett Jurgen Fisher | 5264459 | 4 | 03/03/2011 | Customer Dispute | Settled | $11,345.50 | $0.00 | See FINRA Report |