Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Jaffa | 256796 | 4 | 06/23/2011 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 05/27/2011 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 05/27/2011 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 05/27/2011 | Customer Dispute | Settled | $749,186.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 05/27/2011 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 05/27/2011 | Customer Dispute | Settled | $442,500.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 05/27/2011 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 05/27/2011 | Customer Dispute | Settled | $4,085,760.00 | $0.00 | See FINRA Report |
| Earl Michael Cochell | 4095222 | 1 | 05/17/2011 | Customer Dispute | Settled | $121,337.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 05/03/2011 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |