Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Evan Schooler | 2368308 | 26 | 09/19/2011 | Customer Dispute | Settled | $242,700.00 | $0.00 | See FINRA Report |
| Alison Marie Janke | 4409155 | 4 | 09/16/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 08/05/2011 | Customer Dispute | Settled | $570,000.00 | $0.00 | See FINRA Report |
| Jennifer Hope Koenig | 5609906 | 1 | 08/04/2011 | Customer Dispute | Settled | $22,987.90 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 07/25/2011 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Fredrick Thomas Wollman | 719555 | 5 | 07/22/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 07/21/2011 | Customer Dispute | Settled | $915,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 07/11/2011 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| George John Legakis | 3163349 | 1 | 06/24/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kevin M Elbinger | 2906034 | 2 | 06/23/2011 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |