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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 894 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gihan Anil Fernando44696696202/14/2024Customer DisputeSettled$450,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696202/12/2024Customer DisputeSettled$130,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696202/06/2024Customer DisputeSettled$65,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696202/01/2024Customer DisputeSettled$129,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696202/01/2024Customer DisputeSettled$100,000.00$0.00See FINRA Report
George Mauae Purdy5865750201/31/2024Customer DisputeSettled$0.00$0.00See FINRA Report
Gihan Anil Fernando44696696201/30/2024Customer DisputeSettled$200,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696201/25/2024Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696201/23/2024Customer DisputeSettled$669,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696201/22/2024Customer DisputeSettled$150,000.00$0.00See FINRA Report

894 Results

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