Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Russell McKay | 1170810 | 1 | 01/19/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Jay Nelson | 2282250 | 1 | 01/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 12/28/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Don Wayne Barnes | 1850777 | 1 | 11/10/2011 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Brian Lee Freeman | 1379227 | 2 | 11/04/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dale Chapman | 2493705 | 3 | 10/12/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dana Harris Wiltsey Stallings | 4942231 | 1 | 10/11/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 10/07/2011 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 09/29/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bryan P Cunningham | 2930671 | 2 | 09/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |