Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David J Strutzel | 2066492 | 1 | 11/07/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Matthew David Strutzel | 4732608 | 2 | 11/07/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Richard George Tull | 3005899 | 1 | 10/04/2013 | Customer Dispute | Settled | $16,500.00 | $0.00 | See FINRA Report |
| Steven Mark Marantz | 1082207 | 2 | 09/20/2013 | Customer Dispute | Settled | $59,191.60 | $0.00 | See FINRA Report |
| Robert Karl Baugh | 2605497 | 1 | 09/19/2013 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Donald Lee McDonald | 2475170 | 1 | 09/09/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Nohemy Yolanda Montes | 4903731 | 1 | 08/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Burns | 1375157 | 2 | 07/22/2013 | Customer Dispute | Settled | $28,024.30 | $0.00 | See FINRA Report |
| Alison Marie Janke | 4409155 | 4 | 07/02/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Fu Lin | 4594080 | 1 | 05/15/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |