Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Jurgen Fisher | 5264459 | 4 | 04/17/2014 | Customer Dispute | Settled | $20,220.00 | $0.00 | See FINRA Report |
| Joel David Malick | 4247438 | 2 | 04/15/2014 | Customer Dispute | Settled | $720,000.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 03/17/2014 | Customer Dispute | Settled | $106,000.00 | $0.00 | See FINRA Report |
| Christopher M Burgos | 4132272 | 2 | 02/18/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Lloyd Winkler | 4406481 | 7 | 01/15/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Michael Matacchiero | 1862990 | 5 | 12/27/2013 | Customer Dispute | Settled | $370,815.00 | $0.00 | See FINRA Report |
| Shannah Susan Mollet-Kreller | 4518143 | 1 | 12/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Arena | 6997 | 6 | 12/17/2013 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Darrell Ross Avery | 2506212 | 2 | 11/27/2013 | Customer Dispute | Settled | $37,380.50 | $0.00 | See FINRA Report |
| Wheat Andrew Kelley | 1785019 | 1 | 11/11/2013 | Customer Dispute | Settled | $22,297.20 | $0.00 | See FINRA Report |