Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Lopopolo | 3054422 | 3 | 10/15/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 10/15/2014 | Customer Dispute | Settled | $40,330.00 | $0.00 | See FINRA Report |
| Kevin James Larson | 3067781 | 2 | 10/10/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 08/19/2014 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Kristie Kaye Jordahl | 4307281 | 1 | 07/28/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Scott Allen van de Ven | 5874088 | 1 | 07/25/2014 | Customer Dispute | Settled | $64,745.00 | $0.00 | See FINRA Report |
| Juan Rascon | 5631144 | 3 | 07/14/2014 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Joel Davis Kamphuis | 1730775 | 5 | 06/23/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 05/16/2014 | Customer Dispute | Settled | $456,778.00 | $0.00 | See FINRA Report |
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 05/13/2014 | Customer Dispute | Settled | $978,000.00 | $0.00 | See FINRA Report |