Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey William Stclair | 1429674 | 2 | 03/13/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Andrew Bain Rogers | 4491297 | 1 | 03/10/2015 | Customer Dispute | Settled | $1,627,000.00 | $0.00 | See FINRA Report |
| John Michael Shutowick | 2044809 | 2 | 03/09/2015 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Michael Phillip Gurzi | 4498434 | 2 | 03/04/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Joseph Adams | 2567442 | 3 | 02/23/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Vickie R Boggio | 4642917 | 1 | 01/30/2015 | Customer Dispute | Settled | $79,683.30 | $0.00 | See FINRA Report |
| David Scott Cutshall | 1907599 | 2 | 01/13/2015 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jayson Call Walker | 1663961 | 5 | 12/10/2014 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Ernest Anthony Cozzi | 1173200 | 5 | 12/09/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Thomas James Ealy | 863042 | 5 | 10/17/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |