Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 10/20/2015 | Customer Dispute | Settled | $397,000.00 | $0.00 | See FINRA Report |
| Curtis Dickerson Pilson | 1853722 | 3 | 10/12/2015 | Customer Dispute | Settled | $173,920.00 | $0.00 | See FINRA Report |
| Thomas James Ealy | 863042 | 5 | 10/02/2015 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Joshua Feller | 5121523 | 1 | 08/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 08/20/2015 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Lloyd Winkler | 4406481 | 7 | 08/07/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Albert Roy Leger | 2362902 | 1 | 06/09/2015 | Customer Dispute | Settled | $23,406.70 | $0.00 | See FINRA Report |
| Gordon Daryl Jaenson | 1510254 | 1 | 04/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 04/17/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Francis Breslin | 1344207 | 1 | 04/13/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |