Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Lee Lamusga | 1160789 | 1 | 10/14/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lesley Huberman Sommers | 1043841 | 3 | 09/23/2016 | Customer Dispute | Settled | $21,209.00 | $0.00 | See FINRA Report |
| Richard James Staszak | 4305139 | 1 | 09/20/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Braddy | 3144028 | 1 | 08/30/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Lawrence Richard Fiorini | 1988099 | 1 | 07/22/2016 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Holly Anne Kylen | 2338877 | 2 | 07/21/2016 | Customer Dispute | Settled | $6,777.17 | $0.00 | See FINRA Report |
| Keith Frederick France | 3273902 | 3 | 07/20/2016 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Amanda Marie Gibson | 4948245 | 2 | 07/18/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jerald Francis Gunn | 2475036 | 1 | 07/06/2016 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| David Gulyamov | 5049773 | 4 | 07/06/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |